-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OufbCJlc0GR7YuAgQdOqBgLoO9BT5tF4NQ/jkTLLCVaiUb++dztepRTJGMuDeGB9 rZKq1Ndws8rX4q1xu65Qpg== 0000950117-02-000291.txt : 20020414 0000950117-02-000291.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950117-02-000291 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KRAFT FOODS INC CENTRAL INDEX KEY: 0001103982 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 522284372 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-57619 FILM NUMBER: 02539130 BUSINESS ADDRESS: STREET 1: THREE LAKES DRIVE CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8476462000 MAIL ADDRESS: STREET 1: KRAFT FOODS INC STREET 2: THREE LAKES DRIVE CITY: NORTHFIELD STATE: IL ZIP: 60093 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PHILIP MORRIS COMPANIES INC CENTRAL INDEX KEY: 0000764180 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 133260245 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 9176635000 MAIL ADDRESS: STREET 1: 120 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10017 SC 13G 1 a32050.txt PHILIP MORRIS COMPANIES SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Kraft Foods Inc. ---------------- (Name of Issuer) Class A common stock, no par value per share -------------------------------------------- (Title of Class of Securities) 50075N104 -------------------- (CUSIP Number) June 12, 2001 ------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) Page 1 of 5 Pages - ------------------------ -------------------- CUSIP No. 50075N104 13G Page 2 of 5 Pages - ------------------------ -------------------- - ---------------------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Philip Morris Companies Inc. I.R.S. Identification No.: 13-3260245 - ---------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] N.A. - ---------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Virginia - ---------------------------------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 1,455,000,000(1) SHARES -------------------------------------------------------------------------- 6. SHARED VOTING POWER BENEFICIALLY 0 -------------------------------------------------------------------------- OWNED BY 7. SOLE DISPOSITIVE POWER 1,455,000,000(1) EACH REPORTING -------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER PERSON WITH 0 - ---------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,455,000,000(1) - ---------------------------------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ---------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 83.9%(1) - ---------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON CO - ----------------------------------------------------------------------------------------------------------
- -------- (1) See response to Item 4. Item 1(a). Name of Issuer: Kraft Foods Inc., a Virginia corporation. Item 1(b). Address of Issuer's Principal Executive Office: Three Lakes Drive, Northfield, Illinois 60093 Item 2(a). Name of Person Filing: This statement is being filed by Philip Morris Companies Inc. ("Philip Morris"). Item 2(b). Address of Principal Business Office or, if None, Residence: The address of Philip Morris' principal business office is 120 Park Avenue, New York, New York 10017. Item 2(c). Citizenship: Philip Morris is a Virginia corporation. Item 2(d). Title of Class of Securities: Class A common stock, no par value per share. Item 2(e). CUSIP Number: 50075N104. Item 3. This Statement is not filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c). Item 4. Ownership. Philip Morris owns 275,000,000 shares of Class A common stock, and 1,180,000,000 shares of Class B common stock of the Issuer. Holders of Class B common stock are entitled to 10 votes per share on all matters submitted to a vote of shareholders. Each share of Class B common stock of the Issuer is convertible into one share of Class A common stock (i) while held by Philip Morris or any of its subsidiaries (excluding the Issuer) at the option of the holder and (ii) upon certain automatic conversion events. Philip Morris has granted to employees of Philip Morris and its subsidiaries options to purchase 1,708,420 shares and stock appreciation rights with respect to 14,530 shares of the Issuer's Class A common stock. Pursuant to a corporate agreement entered into between Philip Morris and the Issuer, Philip Morris has a continuing option to purchase additional shares of the Issuer's Class A common stock. Philip Morris may exercise the option simultaneously with the Page 3 of 5 Pages issuance of any equity security of the Issuer, only to the extent necessary to permit Philip Morris to maintain its then-existing percentage ownership of the Issuer's common stock. (a) Amount beneficially owned: 1,455,000,000. (b) Percent of class: 83.9% of the total shares; 97.7% of the total voting power. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 1,455,000,000. (ii) Shared power to vote or to direct the vote: 0. (iii) Sole power to dispose or to direct the disposition of: 1,455,000,000. (iv) Shared power to dispose or to direct the disposition of: 0. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certifications. Not applicable. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 2002 PHILIP MORRIS COMPANIES INC. By: /s/ G. Penn Holsenbeck -------------------------------------------- Name: G. Penn Holsenbeck Title: Vice President, Associate General Counsel and Corporate Secretary Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----